Neil Waxman
Areas of Focus: Wealth management, Business succession planning, and Corporate transaction strategies
"Clear thinking that comes from experience."
With over 35 years of experience as an advisor, coordinator, and facilitator for high net worth families and their companies, Neil has an uncanny ability to navigate through both the social and financial aspects of a client's life in a way that provides clarity and vision. As Capital Advisors' Managing Director, Neil uses this experience to help clients quickly and intelligently take action, which is a reason he is often sought out by the national media for comment and opinion.
"This isn't just numbers and taxes."
A master mediator, Neil is known in the industry for providing clear thinking that cuts through the clutter. He equips his clients with straightforward advice while also counseling them through tough decisions. Ultimately, he makes sure that his clients understand the "why" behind every decision that impacts their financial future.
"You have to muscle forward."
As a former wrestler, Neil remains actively involved in the sport, serving as a coach and mentor for young athletes while promoting and advocating for the sport locally and nationally. He was involved in the formative development of the Cleveland Chapter of Wrestlers in Business Network, because of the life-long skills wrestling helps build, like being persistent, working smart, staying diligent and muscling forward. In addition to wrestling, Neil is actively involved in the community, serving on the boards of several non-profits and regional businesses.
Please Note: Limitations. The achievement of any professional designation, certification, degree, or license should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if Capital Advisors, Ltd., LLC is engaged, or continues to be engaged, to provide investment advisory services.
Please Note: Limitations. No membership in any professional organization, or any amount of prior experience or success, should be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Capital Advisors, Ltd., LLC is engaged, or continues to be engaged, to provide investment advisory services.
Please Note: Limitations. The achievement of any professional designation, certification, degree, or license, recognition by publications, media, or other organizations, membership in any professional organization, or any amount of prior experience or success, should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if Capital Advisors, Ltd., LLC is engaged, or continues to be engaged, to provide investment advisory services.
Please Note: Limitations. The scope of any financial planning and consulting services to be provided depends upon the terms of the engagement, and the specific requests and needs of the client. Capital Advisors, Ltd., LLC does not serve as an attorney, accountant, or insurance agent. Capital Advisors, Ltd., LLC does not prepare legal documents or tax returns, nor does it sell insurance products. Please Also Note: Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended and/or undertaken by Capital Advisors, Ltd., LLC) or any planning or consulting services, will be profitable, equal any historical performance level(s), or prove successful. A copy of our current written disclosure Brochure discussing our advisory services and fees continues to remain available upon request or at www.capitaladvisorsltd.com.
Professional Affiliations
- Society of Financial Professionals
- Associate Editor: Journal of Financial Service Professionals
- Board of Directors, Director Emeritus, Cleveland Society of Financial Service Professionals
- Estate Planning Council of Cleveland
- National Association of Estate Planners & Councils (NAEPC)
- Financial Planning Association® (FPA®)
- Diamond Advisory Group, University Hospitals
Professional Credentials, Recognition, & Education
- CERTIFIED FINANCIAL PLANNER™ PROFESSIONAL
- Accredited Estate Planner® (AEP®)
- Financial Service Professional of the Year – Cleveland Chapter of the Society for Financial Service Professionals –2012
- FINRA Series 7 and 63 Registrations
Board Memberships
- Signet, LLC
- Jewish Federation of Cleveland
- University School
- Jewish Education Center of Cleveland
- Cascade Capital Corporation
- Wrestlers in Business Network – Cleveland Chapter
- Honorary Life Trustee, The Joseph and Florence Mandel Jewish Day School
- Director Emeritus, Society of Financial Service Professionals
News & Insights
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Please Note: Limitations. Different types of investments involve varying degrees of risk and volatility. Therefore, there can be no assurance that the future performance of any specific investment or investment strategy (including this Strategy), will be profitable, equal any specific performance level(s), be suitable for your portfolio or individual situation, or prove successful. At any specific point in time, or over any specific time-period, any investment or investment strategy can and will suffer losses, at times substantial losses. It should not be assumed that stocks with higher dividend growth will outperform those with lesser or no dividend growth.
It should not be assumed that stocks with higher dividend growth will outperform those with lesser or no dividend growth. No amount of prior experience or success should be construed that a certain level of results or satisfaction will be achieved if Capital Advisors is engaged, or continues to be engaged, to provide investment advisory services. Capital Advisors is not a certified public accounting firm, and no portion of its services should be construed as accounting advice. Moreover, you should not assume that any discussion or information contained in this document serves as the receipt of, or as a substitute for, personalized investment advisory services from Capital Advisors. A copy of our current written disclosure Brochure and Form CRS discussing our advisory services and fees is available upon request or at www.capitaladvisorsltd.com.
Aggregated Portfolio Data as of 12-19-2023.
S&P 500: a stock market index that tracks the performance of 500 of the largest publicly traded companies in the United States
Vanguard U.S. Dividend Growers: measure the performance of U.S. companies that have followed a policy of consistently increasing dividends every year for at least 10 consecutive years. The index excludes the top 25% highest-yielding eligible companies from the index.
Capital Advisors, Ltd., 20600 Chagrin Boulevard 1115 Tower East Shaker Heights, Ohio 44122
Please review Important Disclosure Information set forth in the last section of this web site. Form ADV Form CRS FINRA Broker Check
More information regarding this firm and its investment professionals can be found on Form ADV, Form CRS, and FINRA's BrokerCheck.
Please review Important Disclosure Information set forth in the last section of this web site.